Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Hanlon Rowan | 3209904 | 1 | 08/20/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rick Darnell | 7094666 | 1 | 01/01/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Fred Michael Asfoury | 2975152 | 1 | 07/16/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Joseph Drozjock | 2146878 | 2 | 07/08/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Terrence Hamilton O'Toole | 5237558 | 1 | 06/20/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Haskellene Diane Edwards-Waldron | 2744097 | 1 | 04/17/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sheree Denise Butler | 2306140 | 15 | 12/23/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Dean Crist | 2737241 | 3 | 07/22/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Allan Aime | 2595682 | 1 | 05/16/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marcellus Andrew Massari | 2278963 | 2 | 02/02/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |