Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Joseph Carney | 3100667 | 1 | 08/31/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lee Lee Haverstock | 2496012 | 3 | 03/05/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Sandquist | 6745441 | 1 | 11/24/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gerald P McGill | 2430457 | 3 | 07/11/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Erwin Anthony Beltran | 3006096 | 18 | 12/05/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sean Anthony Garcia | 4219822 | 1 | 09/19/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Heather Marie Bolster | 4071930 | 1 | 09/19/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Joseph Drozjock | 2146878 | 2 | 12/02/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Tyler | 2664573 | 1 | 09/20/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Graham Kolbe Rogney | 2687264 | 1 | 08/14/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |