Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Downing Yonker | 4522109 | 1 | 09/29/2004 | Customer Dispute | Closed-No Action | $115,241.00 | $0.00 | See FINRA Report |
| Adam James Campbell | 2439712 | 2 | 09/07/2004 | Customer Dispute | Closed-No Action | $47,460.00 | $0.00 | See FINRA Report |
| W Gage Logan | 1753266 | 3 | 06/09/2004 | Customer Dispute | Closed-No Action | $266,359.00 | $0.00 | See FINRA Report |
| Geoffrey Case Gatlin | 2923439 | 5 | 06/02/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Russell Hilary Cotton | 2323232 | 4 | 05/19/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Russell Hilary Cotton | 2323232 | 4 | 01/21/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Neal Rosenthal | 2408661 | 3 | 01/16/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| C Christopher Stafford | 2170589 | 10 | 09/26/2003 | Customer Dispute | Closed-No Action | $101,170.00 | $0.00 | See FINRA Report |
| Andrew Charles Jensen | 2613768 | 2 | 09/23/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mauri Duane Hendrickson | 2136257 | 10 | 09/03/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |