Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam James Campbell | 2439712 | 2 | 09/07/2004 | Customer Dispute | Closed-No Action | $47,460.00 | $0.00 | See FINRA Report |
| W Gage Logan | 1753266 | 3 | 06/09/2004 | Customer Dispute | Closed-No Action | $266,359.00 | $0.00 | See FINRA Report |
| Geoffrey Case Gatlin | 2923439 | 5 | 06/02/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Russell Hilary Cotton | 2323232 | 4 | 05/19/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Russell Hilary Cotton | 2323232 | 4 | 01/21/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Lance Anthony Nell | 2264257 | 2 | 01/21/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Andrew Charles Jensen | 2613768 | 2 | 09/23/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Anthony Grymala | 2722820 | 1 | 07/09/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Alexandre Raoul Blagojevic | 2887885 | 3 | 06/26/2003 | Customer Dispute | Closed-No Action | $52,520.00 | $0.00 | See FINRA Report |
| Pierre Economacos | 1860814 | 2 | 06/24/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |