Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Whitmeyer O'Brien | 2282208 | 2 | 04/07/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gary Wayne Davis | 2230055 | 3 | 03/13/2006 | Customer Dispute | Closed-No Action | $14,261.70 | $0.00 | See FINRA Report |
| Walter F Wydo | 3079258 | 1 | 02/02/2006 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
| Linda Carol Healy | 2993087 | 1 | 12/20/2005 | Customer Dispute | Closed-No Action | $32,000.00 | $0.00 | See FINRA Report |
| Paul P Ruane | 1919834 | 3 | 08/22/2005 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| John David Fortenberry | 502065 | 1 | 08/05/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Richard Orland Paris | 2529856 | 2 | 03/21/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Edward Benjamin Posey | 2264973 | 1 | 03/02/2005 | Customer Dispute | Closed-No Action | $80,000.00 | $0.00 | See FINRA Report |
| Michael Edward Zizmer | 1831746 | 2 | 11/23/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Downing Yonker | 4522109 | 1 | 09/29/2004 | Customer Dispute | Closed-No Action | $115,241.00 | $0.00 | See FINRA Report |