Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Lewis Dewald | 2242275 | 1 | 03/05/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gregory Gene Dellinger | 1509760 | 2 | 02/23/2007 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Tarek Z Salhab | 4286426 | 6 | 10/27/2006 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Derek Lee Daniels | 2004806 | 1 | 10/05/2006 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Thomas Whitmeyer O'Brien | 2282208 | 2 | 09/22/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gordon Nathan Clakley | 1422251 | 2 | 07/24/2006 | Customer Dispute | Closed-No Action | $40,341.60 | $0.00 | See FINRA Report |
| Jonathan Andrew Hall | 2707163 | 9 | 07/11/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Paul Stephenson Burd | 1261746 | 2 | 06/28/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Phillip Roland Valadez | 2525792 | 3 | 06/13/2006 | Customer Dispute | Closed-No Action | $5,841.00 | $0.00 | See FINRA Report |
| Theodore Leon White | 2127249 | 2 | 04/18/2006 | Customer Dispute | Closed-No Action | $70,000.00 | $0.00 | See FINRA Report |