Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Paul Debonis | 2476571 | 1 | 02/21/2008 | Customer Dispute | Closed-No Action | $7,000.00 | $0.00 | See FINRA Report |
| Thomas H Wall | 1450687 | 1 | 02/12/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mirela Elliott | 4822431 | 3 | 01/14/2008 | Customer Dispute | Closed-No Action | $20,983.30 | $0.00 | See FINRA Report |
| Mirela Elliott | 4822431 | 3 | 01/14/2008 | Customer Dispute | Closed-No Action | $10,003.70 | $0.00 | See FINRA Report |
| Charles Landon Myers | 4551070 | 2 | 12/20/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Colin Seibert | 2710335 | 5 | 11/01/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Anthony Shy | 1456248 | 2 | 09/13/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Daniel David Herman | 2860588 | 3 | 09/11/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Forrest Burnett | 2367983 | 9 | 08/21/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Scott David Sullivan | 1205884 | 1 | 08/20/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |