Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Colin Seibert | 2710335 | 5 | 09/19/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Beverly Dawson | 1010418 | 1 | 08/26/2008 | Customer Dispute | Closed-No Action | $225,000.00 | $0.00 | See FINRA Report |
| Lee Martin Gentry | 2354185 | 1 | 08/08/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Salo Lerner | 874660 | 3 | 06/16/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Walter John Zelop | 1895664 | 4 | 05/13/2008 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
| Eric Cotton Dexter | 2677344 | 1 | 04/10/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Robert Havranek | 2299632 | 8 | 04/07/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Morris Lellyett | 865131 | 8 | 03/31/2008 | Customer Dispute | Closed-No Action | $2,000,000.00 | $0.00 | See FINRA Report |
| Jonathan Andrew Hall | 2707163 | 9 | 03/25/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Neil Stewart Kasanofsky | 4438565 | 1 | 03/24/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |