Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randall Stephen Ehret | 1157188 | 1 | 03/19/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gary Wayne Davis | 2230055 | 3 | 02/27/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Charles Dean Crist | 2737241 | 3 | 01/31/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Richard Paul Altieri | 1951972 | 5 | 08/09/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Dennis Allen | 2389457 | 1 | 06/21/2011 | Customer Dispute | Closed-No Action | $400,000.00 | $0.00 | See FINRA Report |
| Alan John Henry | 1199374 | 2 | 05/02/2011 | Customer Dispute | Closed-No Action | $46,498.00 | $0.00 | See FINRA Report |
| Ronald Ray Hodge | 4894475 | 1 | 10/19/2010 | Customer Dispute | Closed-No Action | $16,738.40 | $0.00 | See FINRA Report |
| Gary Wayne Davis | 2230055 | 3 | 09/13/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Paul Nicholas Feder | 5632045 | 2 | 08/30/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Matthew Michael Weber | 4755327 | 2 | 07/21/2010 | Customer Dispute | Closed-No Action | $117,945.00 | $0.00 | See FINRA Report |