Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Roy Bredt | 1621507 | 4 | 12/13/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gary Anthony Hernandez | 1763253 | 1 | 11/22/1999 | Customer Dispute | Closed-No Action | $184,088.00 | $0.00 | See FINRA Report |
| Daniel Christopher Horgan | 1620034 | 5 | 07/14/1999 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Bruce Jay Rhodes | 866914 | 7 | 05/19/1999 | Customer Dispute | Closed-No Action | $7,000.00 | $0.00 | See FINRA Report |
| Richard A Holine | 2575857 | 1 | 08/14/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jacob Courtnay Rudolph | 1546133 | 1 | 06/09/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Steven Roy Weisberg | 724667 | 1 | 02/05/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Desiree A Reil | 2151106 | 1 | 11/25/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |