Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Malcolm C Tarver | 442748 | 6 | 03/27/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Wayne Childers | 1065985 | 1 | 03/26/2001 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| William Bruce Body | 1547342 | 5 | 02/21/2001 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Joseph Michael Johnson | 1713098 | 2 | 02/12/2001 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Stephen K Wallace | 1590081 | 1 | 01/12/2001 | Customer Dispute | Closed-No Action | $85,000.00 | $0.00 | See FINRA Report |
| Willie Ray Horn | 1362201 | 5 | 09/29/2000 | Customer Dispute | Closed-No Action | $14,068.00 | $0.00 | See FINRA Report |
| Denver Doyle Attaway | 1098748 | 2 | 09/21/2000 | Customer Dispute | Closed-No Action | $10,815.80 | $0.00 | See FINRA Report |
| Michael Todd Bennett | 1277601 | 1 | 05/19/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Patrick Patat | 2212977 | 2 | 04/25/2000 | Customer Dispute | Closed-No Action | $62,625.00 | $0.00 | See FINRA Report |
| Sean Patrick Kilbride | 3074135 | 1 | 02/23/2000 | Customer Dispute | Closed-No Action | $70,000.00 | $0.00 | See FINRA Report |