Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michelle L Marquez | 2963891 | 1 | 05/20/2003 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Kevin Sean Townsend | 2887753 | 2 | 02/12/2003 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| William Barton Close | 1397016 | 1 | 12/23/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Joseph Byrd | 2718708 | 2 | 10/22/2002 | Customer Dispute | Closed-No Action | $80,000.00 | $0.00 | See FINRA Report |
| Jeffrey Gordon Hull | 1856407 | 3 | 10/01/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James A Hemenway | 2384784 | 2 | 07/11/2002 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
| Clifford John Mulder | 2356828 | 1 | 07/11/2002 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
| John Grover Wilson | 846175 | 2 | 07/08/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Cynthia Elaine Harless | 1882246 | 3 | 06/24/2002 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Alan Todd Patten | 2068984 | 1 | 04/19/2002 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |