Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harvey Phillip Cook | 53025 | 3 | 11/14/1991 | Customer Dispute | Award / Judgment | $214,000.00 | $55,000.00 | See FINRA Report |
| C Larry Stephens | 725161 | 3 | 11/11/1991 | Customer Dispute | Award / Judgment | $71,389.00 | $90,853.00 | See FINRA Report |
| Bernard J Cohen | 49772 | 2 | 10/21/1991 | Customer Dispute | Award / Judgment | $0.00 | $2,500.00 | See FINRA Report |
| David Anthony Letourneau | 1639587 | 1 | 10/15/1990 | Customer Dispute | Award / Judgment | $60,000.00 | $56,693.00 | See FINRA Report |
| Karen Lynne Lucian | 1147637 | 1 | 04/27/1990 | Customer Dispute | Award / Judgment | $22,309.00 | $3,680.00 | See FINRA Report |
| Wiley Richard Gardner | 1177348 | 3 | 12/28/1989 | Customer Dispute | Award / Judgment | $40,000.00 | $15,000.00 | See FINRA Report |
| Charles William Corey | 1136114 | 1 | 03/30/1989 | Customer Dispute | Award / Judgment | $61,100.00 | $21,000.00 | See FINRA Report |
| Bruce Jay Rhodes | 866914 | 7 | 08/28/1986 | Customer Dispute | Award / Judgment | $36,000.00 | $137,502.00 | See FINRA Report |
| Michael Derry Hilger | 728238 | 1 | 05/27/1986 | Customer Dispute | Award / Judgment | $9,291.00 | $5,200.00 | See FINRA Report |
| Christopher John Leavy | 1056067 | 3 | 09/14/1984 | Customer Dispute | Award / Judgment | $5,600.00 | $681.21 | See FINRA Report |