Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Edward Martin | 1284165 | 1 | 08/21/1997 | Customer Dispute | Award / Judgment | $55,145.80 | $52,145.80 | See FINRA Report |
| Steven Hartman | 1157759 | 2 | 08/19/1997 | Customer Dispute | Award / Judgment | $10,000.00 | $5,000.00 | See FINRA Report |
| Andrew George Sukhin | 2102283 | 9 | 12/30/1996 | Customer Dispute | Award / Judgment | $18,123.10 | $5,000.00 | See FINRA Report |
| Jeffrey Marvin Davis | 1315953 | 2 | 06/05/1996 | Customer Dispute | Award / Judgment | $10,300.00 | $10,300.00 | See FINRA Report |
| Silas William Gassett | 873141 | 2 | 05/16/1996 | Customer Dispute | Award / Judgment | $0.00 | $84,923.00 | See FINRA Report |
| Steven Alec Bushman | 1448826 | 4 | 05/01/1996 | Customer Dispute | Award / Judgment | $0.00 | $3,400.00 | See FINRA Report |
| Michael Kieran Casey | 2131845 | 1 | 03/08/1996 | Customer Dispute | Award / Judgment | $43,500.00 | $7,500.00 | See FINRA Report |
| James Hamilton Weymouth | 1726009 | 2 | 08/08/1995 | Customer Dispute | Award / Judgment | $91,077.90 | $44,329.20 | See FINRA Report |
| Philip L Evans | 1647769 | 2 | 08/07/1995 | Customer Dispute | Award / Judgment | $114,110.00 | $82,994.00 | See FINRA Report |
| Daniel Lawrence Caso | 1587538 | 5 | 04/12/1995 | Customer Dispute | Award / Judgment | $1,000,000.00 | $53,704.00 | See FINRA Report |