Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Bryan Berman | 717991 | 6 | 06/16/2003 | Customer Dispute | Award / Judgment | $31,000.00 | $15,800.00 | See FINRA Report |
| James Preston Covington | 1302068 | 5 | 05/07/2003 | Customer Dispute | Award / Judgment | $35,000.00 | $6,000.00 | See FINRA Report |
| Kenneth Michael Lampos | 2314521 | 1 | 04/23/2003 | Customer Dispute | Award / Judgment | $850,000.00 | $250,000.00 | See FINRA Report |
| Ross David Preville | 2374379 | 1 | 03/04/2003 | Customer Dispute | Award / Judgment | $100,000.00 | $0.00 | See FINRA Report |
| James Preston Covington | 1302068 | 5 | 02/10/2003 | Customer Dispute | Award / Judgment | $5,000.00 | $20,911.00 | See FINRA Report |
| Gene Alexander Melamud | 2105008 | 2 | 10/29/2002 | Customer Dispute | Award / Judgment | $50,000.00 | $15,000.00 | See FINRA Report |
| Scott Fredric Teich | 2433587 | 8 | 10/22/2001 | Customer Dispute | Award / Judgment | $200,000.00 | $22,500.00 | See FINRA Report |
| Mark Krauss | 1800899 | 3 | 09/17/2001 | Customer Dispute | Award / Judgment | $200,000.00 | $0.00 | See FINRA Report |
| Aaron Carl Dirusso | 3031736 | 1 | 07/19/2001 | Customer Dispute | Award / Judgment | $1,231,620.00 | $280,000.00 | See FINRA Report |
| William Desmond Stafford | 2048174 | 1 | 07/12/2001 | Customer Dispute | Award / Judgment | $95,000.00 | $25,000.00 | See FINRA Report |