Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Claude Salem | 2390388 | 1 | 09/16/2009 | Customer Dispute | Award / Judgment | $276,672.00 | $0.00 | See FINRA Report |
| John Burke Strange | 1388763 | 7 | 08/05/2009 | Customer Dispute | Award / Judgment | $183,000.00 | $0.00 | See FINRA Report |
| Paul Rusty Lanier | 2306785 | 2 | 08/04/2009 | Customer Dispute | Award / Judgment | $811,000.00 | $0.00 | See FINRA Report |
| Kenneth Lee Nettleton | 1040106 | 1 | 05/22/2009 | Customer Dispute | Award / Judgment | $355,000.00 | $0.00 | See FINRA Report |
| Norman Eric Nelson | 1631401 | 1 | 12/18/2008 | Customer Dispute | Award / Judgment | $410,000.00 | $165,000.00 | See FINRA Report |
| Robert Solon Elliott | 1405452 | 5 | 04/30/2008 | Customer Dispute | Award / Judgment | $250,000.00 | $115,116.00 | See FINRA Report |
| John Troy Howard | 2264121 | 3 | 03/17/2008 | Customer Dispute | Award / Judgment | $2,000,340.00 | $1,134,600.00 | See FINRA Report |
| Mark Allen Moyer | 1753290 | 2 | 11/06/2007 | Customer Dispute | Award / Judgment | $6,000,000.00 | $51,400.00 | See FINRA Report |
| Donald Dean Horras | 1056123 | 8 | 04/06/2004 | Customer Dispute | Award / Judgment | $447,000.00 | $59,167.20 | See FINRA Report |
| Donald R Dentinger | 3128465 | 1 | 02/19/2004 | Customer Dispute | Award / Judgment | $500,000.00 | $422,035.00 | See FINRA Report |