Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Morris Lellyett | 865131 | 8 | 09/10/2010 | Customer Dispute | Award / Judgment | $628,901.00 | $0.00 | See FINRA Report |
| Warren Lovett Edge | 2422644 | 6 | 09/08/2010 | Customer Dispute | Award / Judgment | $7,500.00 | $0.00 | See FINRA Report |
| Pamela Atchley Baird | 2148780 | 3 | 09/07/2010 | Customer Dispute | Award / Judgment | $25,000.00 | $4,000.00 | See FINRA Report |
| Andrew Tyler Fort | 2556092 | 7 | 08/26/2010 | Customer Dispute | Award / Judgment | $25,000.00 | $25,000.00 | See FINRA Report |
| John William Wyker | 826516 | 3 | 08/09/2010 | Customer Dispute | Award / Judgment | $0.00 | $316,113.00 | See FINRA Report |
| Jonathan Andrew Hall | 2707163 | 9 | 05/27/2010 | Customer Dispute | Award / Judgment | $405,764.00 | $0.00 | See FINRA Report |
| W Gage Logan | 1753266 | 3 | 05/03/2010 | Customer Dispute | Award / Judgment | $95,000.00 | $8,161.00 | See FINRA Report |
| Leonard Clifton Skelton | 1058952 | 2 | 04/20/2010 | Customer Dispute | Award / Judgment | $0.00 | $23,983.30 | See FINRA Report |
| John William Wyker | 826516 | 3 | 02/16/2010 | Customer Dispute | Award / Judgment | $77,000.00 | $27,175.00 | See FINRA Report |
| James Duncan Zahringer | 1079427 | 3 | 10/06/2009 | Customer Dispute | Award / Judgment | $2,000,000.00 | $0.00 | See FINRA Report |