Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Todd Crifasi | 3148265 | 2 | 11/28/2011 | Customer Dispute | Award / Judgment | $0.00 | $290,999.00 | See FINRA Report |
| Warren Lovett Edge | 2422644 | 6 | 07/11/2011 | Customer Dispute | Award / Judgment | $0.00 | $144,000.00 | See FINRA Report |
| Warren Lovett Edge | 2422644 | 6 | 06/02/2011 | Customer Dispute | Award / Judgment | $25,000.00 | $0.00 | See FINRA Report |
| Alexander Taylor Strange | 1591323 | 7 | 05/16/2011 | Customer Dispute | Award / Judgment | $25,000.00 | $11,419.30 | See FINRA Report |
| Miles Jason Pure | 2475647 | 2 | 05/13/2011 | Customer Dispute | Award / Judgment | $1,000,000.00 | $0.00 | See FINRA Report |
| Joseph Erik Zenker | 2711588 | 5 | 11/22/2010 | Customer Dispute | Award / Judgment | $129,000.00 | $12,500.00 | See FINRA Report |
| William Brantley Anthony | 1178186 | 4 | 09/27/2010 | Customer Dispute | Award / Judgment | $0.00 | $232,939.00 | See FINRA Report |
| Andrew Tyler Fort | 2556092 | 7 | 09/27/2010 | Customer Dispute | Award / Judgment | $0.00 | $34,746.00 | See FINRA Report |
| Alexander Taylor Strange | 1591323 | 7 | 09/27/2010 | Customer Dispute | Award / Judgment | $0.00 | $61,695.00 | See FINRA Report |
| James Forrest Burnett | 2367983 | 9 | 09/27/2010 | Customer Dispute | Award / Judgment | $0.00 | $32,150.00 | See FINRA Report |