Our Staff has compiled our research into a database of FINRA Broker Disclosures for Carty & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Billy Randolph Carty | 42297 | 13 | 10/20/1986 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Billy Randolph Carty | 42297 | 13 | 11/01/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Billy Randolph Carty | 42297 | 13 | 06/01/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Billy Randolph Carty | 42297 | 13 | 06/01/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Billy Randolph Carty | 42297 | 13 | 06/01/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Walter Louis Hill | 246013 | 4 | 02/02/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Walter Louis Hill | 246013 | 4 | 01/28/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Walter Louis Hill | 246013 | 4 | 01/01/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Billy Randolph Carty | 42297 | 13 | 05/13/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Billy Randolph Carty | 42297 | 13 | 11/01/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |