Our Staff has compiled our research into a database of FINRA Broker Disclosures for BCG Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Michael Monahan | 1192627 | 19 | 07/02/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Michael Monahan | 1192627 | 19 | 05/02/2023 | Customer Dispute | Pending | $90,000.00 | $0.00 | See FINRA Report |
| D. G. Chip Gordon Kensinger | 1097494 | 5 | 03/27/2020 | Customer Dispute | Settled | $40,876.00 | $0.00 | See FINRA Report |
| Abdul Khaliq | 5798077 | 1 | 04/23/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Douglas Jeffrey Pruett | 705342 | 2 | 09/22/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gary Wayne Latuszewski | 1138404 | 7 | 07/07/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Wayne Latuszewski | 1138404 | 7 | 02/25/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Wayne Latuszewski | 1138404 | 7 | 08/08/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Wayne Latuszewski | 1138404 | 7 | 11/06/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| D. G. Chip Gordon Kensinger | 1097494 | 5 | 09/16/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |