Our Staff has compiled our research into a database of FINRA Broker Disclosures for BCG Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Hulet | 2239219 | 3 | 12/30/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| D. G. (Chip) Gordon Kensinger | 1097494 | 5 | 03/27/2020 | Customer Dispute | Settled | $40,876.00 | $0.00 | See FINRA Report |
| Daniel Stephen Snodgrass | 4083817 | 4 | 06/14/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Abdul Khaliq | 5798077 | 1 | 04/23/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter George Neuberg | 2905111 | 3 | 10/27/2016 | Customer Dispute | Award / Judgment | $49,000.00 | $40,500.00 | See FINRA Report |
| Daniel Stephen Snodgrass | 4083817 | 4 | 09/26/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Douglas Jeffrey Pruett | 705342 | 2 | 09/22/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter George Neuberg | 2905111 | 3 | 06/20/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Wayne Latuszewski | 1138404 | 7 | 07/07/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Wayne Latuszewski | 1138404 | 7 | 02/25/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |