Our Staff has compiled our research into a database of FINRA Broker Disclosures for Roosevelt & Cross, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Walter Welsh | 1602929 | 2 | 09/24/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eliseo Sampayo | 2249231 | 1 | 09/22/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Walter Welsh | 1602929 | 2 | 09/14/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jerry Emmanuel Orellana | 4533938 | 2 | 04/30/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jerry Emmanuel Orellana | 4533938 | 2 | 06/24/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |