Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Anthony Davenport | 2200818 | 2 | 01/20/2023 | Customer Dispute | Settled | $24,000.00 | $0.00 | See FINRA Report |
| Kyle Steibel | 6631554 | 16 | 01/12/2023 | Customer Dispute | Settled | $15,937.80 | $0.00 | See FINRA Report |
| Zachary John Nigh | 7229938 | 1 | 12/20/2022 | Customer Dispute | Settled | $340.23 | $0.00 | See FINRA Report |
| Marinos Ballas | 2843677 | 2 | 12/14/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Louis No | 6541585 | 3 | 12/09/2022 | Customer Dispute | Settled | $17,310.50 | $0.00 | See FINRA Report |
| Steve Jeffrey Cummings | 2274017 | 12 | 12/08/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Samuel Charles Rosis | 6723029 | 1 | 12/07/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Westerman | 4690987 | 1 | 12/06/2022 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| William Thomas Stokes | 1103601 | 2 | 11/30/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Allen Silvestri | 2037669 | 3 | 11/29/2022 | Customer Dispute | Settled | $9,500.00 | $0.00 | See FINRA Report |