Our Staff has compiled our research into a database of FINRA Broker Disclosures for Samuel A Ramirez & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William S Kimball | 2373413 | 1 | 09/19/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Joseph Donohue | 602731 | 1 | 07/08/2004 | Customer Dispute | Withdrawn | $7,200.00 | $0.00 | See FINRA Report |
| Daniel James Devaney | 501319 | 5 | 05/01/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Harris Gutman | 1792398 | 1 | 05/21/1996 | Customer Dispute | Settled | $66,000.00 | $0.00 | See FINRA Report |
| Robert Kevin Kelly | 1248307 | 1 | 05/23/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel James Devaney | 501319 | 5 | 05/31/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel James Devaney | 501319 | 5 | 04/21/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel James Devaney | 501319 | 5 | 11/16/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Henry Trinkus | 2775582 | 1 | 02/18/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |