Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cavu Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Carmine Raimondi | 1834178 | 1 | 01/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nathaniel Hawthorne Christian | 2987238 | 1 | 08/31/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Maurice Francis Beshlian | 1782916 | 1 | 06/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karin Ann Sheehy | 855035 | 1 | 03/05/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Daniel McMillan | 5801332 | 1 | 04/13/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy David Lyons | 2731259 | 2 | 11/20/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy David Lyons | 2731259 | 2 | 11/08/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |