Our Staff has compiled our research into a database of FINRA Broker Disclosures for Feltl & Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Justin William Pagel | 2554168 | 5 | 02/04/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Miles Usher Braufman | 29228 | 4 | 11/10/1994 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| William Lee Toft | 1226753 | 8 | 02/19/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Henry Metz | 808295 | 7 | 07/17/1989 | Customer Dispute | Settled | $26,000.00 | $0.00 | See FINRA Report |
| William Lee Toft | 1226753 | 8 | 02/23/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Lee Toft | 1226753 | 8 | 01/28/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Miles Usher Braufman | 29228 | 4 | 01/01/1984 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Scott Robert Eugene Johnson | 1227584 | 1 | 06/01/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |