Our Staff has compiled our research into a database of FINRA Broker Disclosures for Feltl & Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
William Henry Metz | 808295 | 7 | 07/11/2003 | Customer Dispute | Denied | $10,700.50 | $0.00 | See FINRA Report |
William Henry Metz | 808295 | 7 | 06/24/2003 | Customer Dispute | Settled | $214,962.00 | $0.00 | See FINRA Report |
William Lee Toft | 1226753 | 8 | 01/20/2003 | Customer Dispute | Settled | $92,540.00 | $0.00 | See FINRA Report |
William Lee Toft | 1226753 | 8 | 01/07/2003 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
Scott Charles Robbins | 2781522 | 3 | 06/18/2002 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
William Henry Metz | 808295 | 7 | 04/01/2002 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
Todd Robert Zipfel | 2311928 | 2 | 02/11/2002 | Customer Dispute | Closed-No Action | $73,813.30 | $0.00 | See FINRA Report |
David Francis Renelt | 1260207 | 1 | 08/02/2000 | Customer Dispute | Denied | $11,500.00 | $0.00 | See FINRA Report |
John Christopher Feltl | 2366353 | 1 | 04/03/2000 | Customer Dispute | Closed-No Action | $16,468.80 | $0.00 | See FINRA Report |
Todd Robert Zipfel | 2311928 | 2 | 12/04/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |