Our Staff has compiled our research into a database of FINRA Broker Disclosures for Feltl & Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elizabeth Louise Knutson | 1529853 | 1 | 08/20/2009 | Customer Dispute | Denied | $67,419.00 | $0.00 | See FINRA Report |
| Steven Wayne Shelerud | 2414016 | 6 | 06/05/2008 | Customer Dispute | Settled | $26,000.00 | $0.00 | See FINRA Report |
| Scott Charles Robbins | 2781522 | 3 | 01/22/2008 | Customer Dispute | Denied | $5,236.37 | $0.00 | See FINRA Report |
| William Henry Metz | 808295 | 7 | 12/29/2005 | Customer Dispute | Denied | $295,497.00 | $0.00 | See FINRA Report |
| Timothy Luke Wynne | 1485399 | 7 | 06/15/2004 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| William Lee Toft | 1226753 | 8 | 12/15/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Lee Toft | 1226753 | 8 | 12/05/2003 | Customer Dispute | Award / Judgment | $840,000.00 | $155,820.00 | See FINRA Report |
| William Henry Metz | 808295 | 7 | 11/07/2003 | Customer Dispute | Denied | $1,257,640.00 | $0.00 | See FINRA Report |
| William Lee Toft | 1226753 | 8 | 09/18/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Henry Metz | 808295 | 7 | 09/02/2003 | Customer Dispute | Settled | $2,587,040.00 | $0.00 | See FINRA Report |