Our Staff has compiled our research into a database of FINRA Broker Disclosures for Feltl & Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Luke Wynne | 1485399 | 7 | 07/14/2014 | Customer Dispute | Settled | $3,376,650.00 | $0.00 | See FINRA Report |
| Timothy Luke Wynne | 1485399 | 7 | 07/12/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| James Harrison Purtle | 2169206 | 2 | 03/22/2013 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| Timothy Luke Wynne | 1485399 | 7 | 02/21/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Charles Robbins | 2781522 | 3 | 01/30/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Wayne Shelerud | 2414016 | 6 | 08/07/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Wayne Shelerud | 2414016 | 6 | 08/01/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Wayne Shelerud | 2414016 | 6 | 05/13/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Wayne Shelerud | 2414016 | 6 | 01/26/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Wayne Shelerud | 2414016 | 6 | 11/04/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |