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FINRA Broker Disclosures for Feltl & Company

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Feltl & Company. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 31 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
William Henry Metz808295707/11/2003Customer DisputeDenied$10,700.50$0.00See FINRA Report
William Henry Metz808295706/24/2003Customer DisputeSettled$214,962.00$0.00See FINRA Report
William Lee Toft1226753801/20/2003Customer DisputeSettled$92,540.00$0.00See FINRA Report
William Lee Toft1226753801/07/2003Customer DisputeSettled$200,000.00$0.00See FINRA Report
Scott Charles Robbins2781522306/18/2002Customer DisputeSettled$300,000.00$0.00See FINRA Report
William Henry Metz808295704/01/2002Customer DisputeDenied$5,001.00$0.00See FINRA Report
Todd Robert Zipfel2311928202/11/2002Customer DisputeClosed-No Action$73,813.30$0.00See FINRA Report
David Francis Renelt1260207108/02/2000Customer DisputeDenied$11,500.00$0.00See FINRA Report
John Christopher Feltl2366353104/03/2000Customer DisputeClosed-No Action$16,468.80$0.00See FINRA Report
William Lee Toft1226753802/19/1991Customer DisputeSettled$0.00$0.00See FINRA Report

31 Results

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