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FINRA Broker Disclosures for Feltl & Company

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Feltl & Company. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 31 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Timothy Luke Wynne1485399702/21/2012Customer DisputeDenied$0.00$0.00See FINRA Report
Scott Charles Robbins2781522301/30/2012Customer DisputeDenied$0.00$0.00See FINRA Report
Elizabeth Louise Knutson1529853108/20/2009Customer DisputeDenied$67,419.00$0.00See FINRA Report
Steven Wayne Shelerud2414016606/05/2008Customer DisputeSettled$26,000.00$0.00See FINRA Report
Scott Charles Robbins2781522301/22/2008Customer DisputeDenied$5,236.37$0.00See FINRA Report
William Henry Metz808295712/29/2005Customer DisputeDenied$295,497.00$0.00See FINRA Report
Timothy Luke Wynne1485399706/15/2004Customer DisputeSettled$350,000.00$0.00See FINRA Report
William Lee Toft1226753812/05/2003Customer DisputeAward / Judgment$840,000.00$155,820.00See FINRA Report
William Henry Metz808295711/07/2003Customer DisputeDenied$1,257,640.00$0.00See FINRA Report
William Henry Metz808295709/02/2003Customer DisputeSettled$2,587,040.00$0.00See FINRA Report

31 Results

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