Our Staff has compiled our research into a database of FINRA Broker Disclosures for Jonestrading. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Robert Brian Zavell | 2995814 | 1 | 11/24/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Marc Christoher Beran | 2506468 | 4 | 03/05/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Robert Gary Katz | 1581162 | 1 | 01/23/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Marc Christoher Beran | 2506468 | 4 | 12/22/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Marc Christoher Beran | 2506468 | 4 | 06/30/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |