Our Staff has compiled our research into a database of FINRA Broker Disclosures for Jonestrading. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Xavier Oshaughnessy | 2409504 | 1 | 12/20/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marc Christoher Beran | 2506468 | 4 | 01/13/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |