Our Staff has compiled our research into a database of FINRA Broker Disclosures for Jonestrading. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Brian Zavell | 2995814 | 1 | 11/24/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Price Weaver | 4730583 | 1 | 02/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Xavier Oshaughnessy | 2409504 | 1 | 12/20/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Jeffrey Redican | 2562859 | 1 | 01/18/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marc Christoher Beran | 2506468 | 4 | 03/05/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Gary Katz | 1581162 | 1 | 01/23/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marc Christoher Beran | 2506468 | 4 | 12/22/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marc Christoher Beran | 2506468 | 4 | 06/30/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marc Christoher Beran | 2506468 | 4 | 01/13/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Bourque Ortiz | 4439099 | 1 | 03/19/2002 | Customer Dispute | Denied | $6,773.40 | $0.00 | See FINRA Report |