Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley Scot Frisk | 5957389 | 2 | 03/14/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Zachary Thomas Musgrave | 6165657 | 1 | 03/08/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Teyler Ann London | 6896972 | 1 | 02/26/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alisha Wanette Horton | 3002918 | 5 | 02/22/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Connor Adam Jurgenson | 7576737 | 1 | 01/15/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Howard Sivley | 3070468 | 1 | 01/09/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Andrew Page Lilly | 5497625 | 1 | 12/19/2023 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| Lance Kevin Vainik | 1708526 | 1 | 12/10/2023 | Customer Dispute | Denied | $441,000.00 | $0.00 | See FINRA Report |
| Mark Stephan Trimmer | 1396130 | 7 | 12/06/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patricia Boulanger Beckwith | 1317644 | 1 | 11/29/2023 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |