Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Trevor Brent Schwartz | 2626699 | 2 | 07/19/2022 | Customer Dispute | Denied | $5,792.07 | $0.00 | See FINRA Report |
| Joseph Mitchell Greenberg | 1276521 | 1 | 07/19/2022 | Customer Dispute | Denied | $145,384.00 | $0.00 | See FINRA Report |
| Ronald James Radner | 5834701 | 3 | 07/14/2022 | Customer Dispute | Denied | $14,215.70 | $0.00 | See FINRA Report |
| Brick Wendell Sturgeon | 2095149 | 1 | 07/05/2022 | Customer Dispute | Denied | $7,501.66 | $0.00 | See FINRA Report |
| John Coleman Ellett | 5556370 | 1 | 07/05/2022 | Customer Dispute | Denied | $7,501.66 | $0.00 | See FINRA Report |
| John Otto Schreiber | 839937 | 5 | 06/15/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Stephan Trimmer | 1396130 | 6 | 06/07/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Disilvio | 840674 | 3 | 06/06/2022 | Customer Dispute | Final | $0.00 | $0.00 | See FINRA Report |
| Lewis Gene Wentz | 2865313 | 4 | 06/03/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Dean Steven Jaeger | 2340121 | 2 | 05/20/2022 | Customer Dispute | Denied | $19,874.00 | $0.00 | See FINRA Report |