Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marie E Baker | 6218379 | 1 | 11/01/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Eiser Dubel | 4138217 | 1 | 10/27/2022 | Customer Dispute | Pending | $15,579.00 | $0.00 | See FINRA Report |
| Stephen Joseph Hollingsworth | 1328648 | 4 | 10/18/2022 | Customer Dispute | Pending | $762,908.00 | $0.00 | See FINRA Report |
| Todd Matthew Luce Montgomery | 5854465 | 1 | 09/28/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Howard Carson | 1013355 | 2 | 09/23/2022 | Customer Dispute | Denied | $8,427.17 | $0.00 | See FINRA Report |
| Hal Carey Sussman | 1394280 | 13 | 09/21/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Casey Thomas Patrick | 3252610 | 1 | 08/29/2022 | Customer Dispute | Denied | $110,000.00 | $0.00 | See FINRA Report |
| Bryan Carlos Garcia | 7195405 | 1 | 08/15/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jacob Lawrence Fedor | 4135688 | 1 | 08/02/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| William Clayton Perry | 4850115 | 1 | 07/21/2022 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |