Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian C Vail | 2791588 | 2 | 07/07/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Michael Chapkis | 2770441 | 3 | 01/17/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Fran Elizabeth Byerly | 3229460 | 1 | 10/20/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Darcy Gail Glenn | 1420846 | 1 | 01/01/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Porter Bynum | 2321352 | 3 | 10/19/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Porter Bynum | 2321352 | 3 | 10/18/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Roger Gary Larsen | 302826 | 1 | 09/07/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Harry Daniel Foster | 726088 | 3 | 06/20/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marc Fredrick Grosso | 1030294 | 2 | 08/03/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Keith Allen Bjerk | 1562316 | 5 | 04/08/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |