Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Glenn Tennyson | 4240259 | 1 | 10/18/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| John Francis Kloecker | 2637056 | 6 | 04/05/2010 | Customer Dispute | Withdrawn | $52,500.00 | $0.00 | See FINRA Report |
| James Spiro Karageorge | 2278979 | 1 | 08/13/2007 | Customer Dispute | Withdrawn | $8,309.88 | $0.00 | See FINRA Report |
| Adalberto Ricardo Maulini | 1990405 | 5 | 12/20/2005 | Customer Dispute | Withdrawn | $8,914.00 | $0.00 | See FINRA Report |
| Charles Walter Collins | 1666311 | 2 | 10/17/2005 | Customer Dispute | Withdrawn | $101,000.00 | $0.00 | See FINRA Report |
| Thomas Venute Christopher | 3032812 | 5 | 08/17/2005 | Customer Dispute | Withdrawn | $1,000,000.00 | $0.00 | See FINRA Report |
| Jason Christopher Dilauro | 2564787 | 2 | 11/04/2003 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| James Allen Dickson | 67493 | 2 | 07/11/2003 | Customer Dispute | Withdrawn | $122,000.00 | $0.00 | See FINRA Report |
| Brandon Everett Harrison | 2455158 | 1 | 11/13/2002 | Customer Dispute | Withdrawn | $20,000.00 | $0.00 | See FINRA Report |
| Anthony Braxton Jernigan | 1026272 | 1 | 07/09/1998 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |