Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth James Wilkinson | 817773 | 5 | 04/04/1988 | Customer Dispute | Settled | $23,620.40 | $0.00 | See FINRA Report |
| Brian Bartholomew Fanning | 1142041 | 2 | 10/22/1987 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Glen Smith | 1093145 | 3 | 10/20/1987 | Customer Dispute | Settled | $34,000.00 | $0.00 | See FINRA Report |
| John James Findling | 813947 | 2 | 08/01/1987 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Joseph Jordan Cunneff | 1101132 | 5 | 07/08/1987 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Isaac Franklin Stevens | 827523 | 4 | 03/05/1985 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kenneth James Wilkinson | 817773 | 5 | 02/10/1985 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |