Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Allen Cox | 1999375 | 3 | 07/06/2020 | Customer Dispute | Settled | $24,000.00 | $0.00 | See FINRA Report |
| John Daniel Arndt | 5390741 | 1 | 06/15/2020 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| Brian Preston Allen | 2470574 | 1 | 05/19/2020 | Customer Dispute | Settled | $64,900.00 | $0.00 | See FINRA Report |
| Ronald James Radner | 5834701 | 3 | 05/15/2020 | Customer Dispute | Settled | $475,000.00 | $0.00 | See FINRA Report |
| Jonathan Alexander Murdock | 6361480 | 1 | 04/17/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brad Dunagan Biggs | 2770237 | 1 | 03/31/2020 | Customer Dispute | Settled | $451,160.00 | $0.00 | See FINRA Report |
| Gregory Cline Collier | 1408843 | 3 | 12/31/2019 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Melissa Wilson Minikes | 4409207 | 1 | 11/13/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Kit Stetter | 4513517 | 2 | 11/06/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roberto Javier Santos Carro | 5452022 | 2 | 10/05/2019 | Customer Dispute | Settled | $43,000.00 | $0.00 | See FINRA Report |