Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Stephen Putnam | 369059 | 7 | 03/20/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Stephen Putnam | 369059 | 7 | 02/22/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Otto Schreiber | 839937 | 5 | 11/29/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Stephen Putnam | 369059 | 7 | 05/03/1979 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Roger Gary Larsen | 302826 | 1 | 09/07/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |