Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Robert Allbright | 1114087 | 1 | 11/06/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jo Ann Elisabeth Favia | 1621667 | 2 | 06/30/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Aaron Jones | 2182310 | 1 | 04/18/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Marcus Crow | 3246998 | 1 | 03/30/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Strayer Dellinger | 1357090 | 1 | 06/23/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Stephen Putnam | 369059 | 7 | 09/30/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michele Angela Devine | 3062001 | 1 | 07/22/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Edgar Lynch | 1056728 | 4 | 03/23/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Earnest Myers | 4249240 | 1 | 09/16/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mohammed Ali Ansari | 1000440 | 5 | 05/08/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |