Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Kent Sherrod | 859603 | 1 | 03/17/2000 | Customer Dispute | Pending | $5,133.65 | $0.00 | See FINRA Report |
| Chung Wai Wong | 2302976 | 2 | 07/31/1998 | Customer Dispute | Pending | $10,000.00 | $0.00 | See FINRA Report |