Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Dale Vonk | 2811370 | 1 | 01/01/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Noel Gustavo Garza | 2111086 | 1 | 01/21/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marie Hart Silverman | 238666 | 1 | 04/08/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Walter Dale Crossley | 2803407 | 5 | 02/01/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jill Kathleen Arbogast | 4591435 | 3 | 12/21/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Theodore William Carol | 2588036 | 2 | 08/01/1989 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Theodore William Carol | 2588036 | 2 | 06/01/1989 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |