Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Stephan Trimmer | 1396130 | 7 | 06/07/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Eugene Moranville | 2479898 | 1 | 01/11/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kurt Alan White | 1999859 | 1 | 05/21/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ana Maria Wagner | 5956842 | 1 | 03/19/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Janet Caldwell Brown | 6296687 | 4 | 10/23/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Randy Carl Parker | 2288305 | 2 | 08/10/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Molly Ambrosino | 4451908 | 1 | 07/28/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Debra Lynn Stultz | 1191076 | 1 | 03/09/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frederick Alan Bush | 3064838 | 1 | 11/13/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Hal Carey Sussman | 1394280 | 13 | 10/22/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |