Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew S Senay | 7441705 | 1 | 06/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erick Manuel Miron | 2938591 | 10 | 06/04/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Jerome Manzi | 5059841 | 11 | 05/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Susanna Elisabeth Wohlford | 7196265 | 2 | 05/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erick Manuel Miron | 2938591 | 10 | 04/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lisa L Ostigin | 2645405 | 3 | 03/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Lockaby | 2877608 | 2 | 03/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erick Manuel Miron | 2938591 | 10 | 03/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erick Manuel Miron | 2938591 | 10 | 03/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Janell Marie Lewis | 4964909 | 1 | 02/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |