Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Menan Anthony Bergman | 6536189 | 1 | 01/15/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gretchen Anna Olsen | 3110805 | 1 | 03/25/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Todd Courtney MacEjka | 2843752 | 2 | 01/22/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Barbara Esther Perrault | 4886385 | 2 | 12/08/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Aaron Smith | 2870778 | 1 | 10/08/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Troy Albert Oates | 6061425 | 1 | 08/22/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cathy Lynn Byrnside | 4962848 | 2 | 06/26/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Charles Burks | 2884195 | 2 | 02/05/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Albert Hall | 2565364 | 3 | 01/05/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sean Anthony Garcia | 4219822 | 1 | 09/19/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |