Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jared Michael Maroon | 6094188 | 1 | 04/02/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kelly Ray Hosek | 3268033 | 8 | 10/28/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Angie Sue Sayler | 5230054 | 1 | 07/14/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jamison Dean Edlund | 4508195 | 3 | 04/22/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel M Greene | 4527432 | 1 | 10/18/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jamison Dean Edlund | 4508195 | 3 | 08/28/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Alan McMurray | 4480044 | 1 | 02/09/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Janet Lynn Kennedy | 2002385 | 1 | 08/19/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Preston Haith | 4260636 | 1 | 06/07/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kimberli Diana Slaughter | 4272727 | 1 | 03/04/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |