Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Devona Lee Benavidez | 5523338 | 1 | 04/11/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Justin Christopher Martin | 4675627 | 1 | 02/29/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen James Lange | 5480657 | 1 | 11/13/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Angela Mignon Stonesifer | 7509175 | 1 | 09/28/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Edward O'Connor | 4135017 | 2 | 09/21/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Lawrence Pellegrini | 4433513 | 2 | 02/06/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Regan Lynn Henry | 6899742 | 1 | 10/25/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dennis Dywayne Watkins | 5029748 | 1 | 03/17/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Ian Ehrlich | 4520067 | 1 | 10/08/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ian Stuart Rice | 4738666 | 1 | 09/21/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |