Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sharon Y Porter | 4149057 | 1 | 10/24/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Collins Coblentz | 7165047 | 1 | 08/07/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Murray Tait | 4208666 | 1 | 07/13/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cathy Lynn Byrnside | 4962848 | 2 | 06/13/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Noah Seth Kendrick | 4642653 | 3 | 05/01/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Justin Christopher Martin | 4675627 | 1 | 02/29/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen James Lange | 5480657 | 1 | 11/13/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Angela Mignon Stonesifer | 7509175 | 2 | 09/28/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Edward O'Connor | 4135017 | 2 | 09/21/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Lawrence Pellegrini | 4433513 | 2 | 02/06/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |