Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph John Esposito | 860964 | 3 | 04/03/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Bassett | 6721155 | 3 | 03/29/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Bassett | 6721155 | 3 | 01/03/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Catalina Mejia - Hensel | 5877283 | 1 | 09/06/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Jeremy Silva | 6115223 | 1 | 01/20/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Anthony Rao | 2104572 | 4 | 12/04/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sharon Y Porter | 4149057 | 1 | 10/24/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Collins Coblentz | 7165047 | 1 | 08/07/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Murray Tait | 4208666 | 1 | 07/13/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cathy Lynn Byrnside | 4962848 | 2 | 06/13/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |