Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nathan Dendy | 7475366 | 1 | 05/03/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Scott West | 5684738 | 1 | 02/17/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas Thomas-Eugene Christensen | 6905938 | 1 | 01/27/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew John Davidson | 6109812 | 2 | 01/04/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Edward O'Connor | 4135017 | 2 | 12/13/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Saman Asrari | 5573367 | 1 | 10/04/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shaun Anthony Jones | 7223957 | 2 | 09/13/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian James Schwartz | 5527514 | 2 | 05/12/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jerod Daniel Allen | 5976194 | 1 | 03/25/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jarrod Michael Liebel | 4555023 | 1 | 11/17/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |