Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Piers Edgcomb | 6418968 | 2 | 03/17/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony R Cirocco | 5042371 | 4 | 09/03/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew John Davidson | 6109812 | 2 | 08/24/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicola Albert Hanna | 4394557 | 1 | 04/17/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jared Michael Smith | 5909491 | 1 | 04/07/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christine Keller Shea | 6410976 | 1 | 03/13/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Albert Keith Bryant | 7517165 | 2 | 03/12/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marie Fromont | 6260204 | 1 | 02/07/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Cameron Williams | 5886166 | 1 | 12/22/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Ellis Shemas | 1896588 | 1 | 11/15/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |