Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony R Cirocco | 5042371 | 4 | 09/03/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew John Davidson | 6109812 | 2 | 08/24/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicola Albert Hanna | 4394557 | 1 | 04/17/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jared Michael Smith | 5909491 | 1 | 04/07/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christine Keller Shea | 6410976 | 1 | 03/13/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marie Fromont | 6260204 | 1 | 02/07/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Ellis Shemas | 1896588 | 1 | 11/15/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Beau Riggs | 6337177 | 2 | 10/21/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Jay Voss | 6722307 | 1 | 09/10/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Franklin Krone Lentz | 1517542 | 2 | 05/13/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |